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Continuing Education → Compliance / Business Conduct

Ethics 2026 & 2027 (LCI0426C)


Description
2.0 CIRO (ID): Compliance 26-0618C
2.0 CIRO (MFD) Business Conduct (BC Ethics) 1000006016
2.0 Financial Services Regulatory Authority of Ontario: Life or A and S

2.0 Insurance Council of British Columbia: Life or A and S
2.0 Insurance Councils of Saskatchewan: Life or A and S

2.0 CFP/QAFP: Professional Responsibility
2.0 CIM/PFP Compliance
2.0 CPA:Verifiable Ethics CPD
2.0 CFA:Standards, Ethics, Regulations
2.0 FP Canada: Professional Responsibility
2.0 Advocis: Structured Learning
2.0 Law Society of Ontario Substantive Hours

"In a civilized life, law floats in a sea of ethics." - Earl Warren

In the financial services industry, truer words could not be spoken. This course tackles the fundamental challenges with ethics and moral conflicts.


Important to note:
The accreditations with accompanying ID numbers have been approved and issued by the regulatory organization. The accreditations without ID numbers are additional regulatory organization's continuing education (CE) credit(s) that Learnedly believes the course satisfies.

This CE activity has been approved by FP Canada as meeting the requirements for CE Approval as outlined within the FP Canada Continuing Education Guidelines. The views and opinions expressed in this presentation are those of the presenter / content author and do not necessarily reflect the views of FP Canada.

CE Credits: 2.0 MFDA CE Activity Cod...: 1000006016 IIROC: 2.0 CIRO (ID): Compliance 26-0618C MFDA: 2.0 CIRO (MFD) Business Conduct (BC Ethi... FSRA: 2.0 Financial Services Regulatory Author... ICBC: 2.0 Insurance Council of British Columbi... ICS: 2.0 Insurance Councils of Saskatchewan: ... CFP / QAFP: 2.0 CFP/QAFP: Professional Responsibilit... CIM / PFP: 2.0 CIM/PFP Compliance CFA: 2.0 CFA:Standards, Ethics, Regulations CPA: 2.0 CPA:Verifiable Ethics CPD Advocis: 2.0 Advocis: Structured Learning Law Society of ON: 2.0 Law Society of Ontario Substantive H...

Content
  • Prologue
  • Prologue: Daniel Reeve
  • Introduction
  • Ethics Course Overview
  • Understanding Ethics
  • Ethics Evolution
  • Understanding Ethics
  • Understanding Values
  • Which Values are in YOUR Core Value System?
  • Understanding Principles
  • When Values Conflict
  • Right or Wrong? Making Moral Decisions
  • The Setup
  • Right or Wrong
  • The Review
  • Our Buggy Moral Code - Dan Ariely (16:20)
  • FP Canada Principles of the Code of Ethics
  • FP Canada's Code of Ethics
  • Principle 1: Duty of Loyalty to the Client
  • Duty of Loyalty to the Client
  • Principle 2: Integrity
  • Integrity
  • Principle 3:Objectivity
  • Objectivity
  • Principle 4: Competence
  • Competence
  • Principle 5: Fairness
  • Fairness
  • Principle 6: Confidentiality
  • Confidentiality
  • Principle 7: Diligence
  • Diligence
  • Principle 8: Professionalism
  • Professionalism
  • Steps for making ethical decisions
  • Models for Handling Ethical Dilemmas
  • Analyzing a Contemplated Action
  • Values-based Culture of Ethics
  • Guidebook
  • Doing the Right Thing: A Guide to Good Business Ethics
  • Conclusion
  • Creating a Culture of Ethics
  • Final Test
  • Ethics Test
  • Epilogue
  • Enron Values
Completion rules
  • You must complete 95.00% of the content
  • Leads to a certificate with a duration: Forever
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